Advisory & Compliance Checklist Library

Document Checklists

Access Wealth School’s comprehensive checklists designed to help professionals and business owners gather the exact required documents for Keyman, Employer-Employee, Buy-Sell, and Succession plans.

Document Checklist Library

Advisory & Compliance Checklists

Select a business structure or search to access tailored document checklists for Keyman, Employer-Employee, Buy-Sell, and Succession planning.

Keyman Pvt Ltd

Pvt Ltd Keyman Checklist

Secure cover for key directors or technical leads to safeguard company value.

Key Documents

Board Resolution (Keyman), MoA & AoA, Keyman Consent, Audited ITRs

Employer-Employee Pvt Ltd

Pvt Ltd Employer-Employee Checklist

Implement tax-efficient employee protection and retention schemes.

Key Documents

Board Resolution, MoA & AoA, Employee Consent, Salary Slips, Audited Financials

Legacy / Succession Pvt Ltd

Pvt Ltd Company Legacy Checklist

Ensure business transition and shareholder settlement continuity.

Key Documents

Shareholders' Agreement, Board Succession Plan, Wills/Trust Deeds, Share Valuations

Buy-Sell / Partner LLP

LLP Buy-Sell Checklist

Track documentation for partner buyout arrangements under LLP structure.

Key Documents

LLP Deed, Financial Statements, Partner Consents, Valuation Report, KYC

Employer-Employee LLP

LLP Employer-Employee Checklist

Provide compliant key talent benefits with structured LLP employee plans.

Key Documents

LLP Agreement (EE Clause), Board Resolution, Employee Consent, Proposal Forms

Keyman LLP

LLP Keyman Checklist

Protect LLP operations against sudden loss of key managing partners.

Key Documents

Keyman Resolution, LLP Deed, Keyman's Role Profile, ITRs/Audited Accounts

Legacy / Succession LLP

LLP Legacy Planning Checklist

Ensure seamless transfer of LLP partnership rights and assets to legal heirs.

Key Documents

Partnership/LLP Will, Succession Agreement, Legal Heir Consent, Valuation Cert.

Buy-Sell / Partner Partnership

Partnership Buy-Sell Checklist

Establish smooth buyout protocols for partners within a registered partnership.

Key Documents

Partnership Deed, Valuation Report, Partners' Consent, Balance Sheets, KYC

Employer-Employee Partnership

Partnership EEI Checklist

Setup document checklists for employer-sponsored cover in partnership firms.

Key Documents

Partnership Deed, Employee List, Board/Partner Resolution, Employee Consent

Keyman Partnership

Partnership Keyman Checklist

Mitigate disruption by covering critical active partners in partnership firms.

Key Documents

Partners' Resolution, Partnership Deed, Key Person Profile, ITRs & Audits

Legacy / Succession Partnership

Partnership Legacy Checklist

Prepare documents for family succession and smooth settlement of deceased partner.

Key Documents

Succession Agreement, Partners' Wills, Asset Valuations, Legal Rep Consent

Keyman Other Entities

Other Entities Keyman Checklist

Compliance checklist for Trust, HUF, or Proprietorship Keyman policies.

Key Documents

Trust Deed / HUF Declaration, Financial Records, Role Justification, ITRs

Legacy / Succession Other Entities

Other Entities Legacy Checklist

Estate and succession compliance for trusts, family estates (HUF) and proprietorships.

Key Documents

Family Agreement / Will, Trust Deed, Asset Appraisals, Legal Heir Declarations